Apart from job opportunities, we provide you a platform for your career development. CSOP Asset Management Limited is dedicated to cultivating a harmonious corporate culture with a positive incentive system to recognize employees’ contribution.

We would like to attract people who share the same vision with us. If you have the commitment to excellence, if you have a strong pursuit of achievement, if you are looking for a team that listens, if you have the ambition to build the best fund managment company in China, please join us.

Privacy Statement

This is the website of CSOP Asset Management Limited (CSOP). We understand that our customers and website visitors are concerned about the privacy of information. We have established policies and procedures concerning the collection, use and security of your information that will help protect your privacy. This policy statement provides information on the obligations and policies of CSOP under the Personal Data (Privacy) Ordinance (the Ordinance).

OUR CORPORATE POLICY

CSOP recognize the importance of personal data to our business and the importance of respecting the privacy rights of our clients. Therefore, we are committed to ensuring compliance with the requirements of the Ordinance. Each employee of CSOP must abide by our commitment to privacy in the handling of personal information. To further enhance confidentiality and security of all personal data, only authorized staff will be allowed to have access to the personal information collected. It is restricted to those persons who have a business need to access personal information in order to perform their job duties.

The purpose of this Statement is to establish the policies and practices of CSOP’s commitment to protect the privacy of personal data and to inform you about our responsibilities and your rights under the Ordinance.

Types of Personal Data Held

There are two broad categories of personal data held by us. They are personal data relating to clients and employees of CSOP.

Personal data held by us regarding clients may include the following:-

• name and address, occupation, contact details, date of birth, their identity card or passport numbers;
• current employer, nature of position, relevant income of clients;
• details of financial status of clients; and
• information obtained by us in the ordinary course of the business relationship such as, investment options, account values and balances etc.

Personal data relating to employment held by us may include the following:-

• name and address, contact details, date of birth and nationality of employees and their spouses and their identity card or passport numbers and place and date of issue thereof;
• additional information compiled about employees which may include records of remuneration and benefits paid to the employees, records of job postings, transfer and training, records of medical checks, sick leave and other medical claims and performance appraisal reports of the employees; and
• relevant personal data pertaining to former employees may be required by us to fulfill its obligations to the former employees and its legal obligations under certain ordinances.

Main Purposes of keeping Personal Data

The purposes for which personal data relating to clients may be used are as follows:-

• facilitate the daily operations of the services provided to the clients;
• marketing investment products or services by CSOP;
• maintaining statistical data and providing a database for product and market research;
• marketing financial and/or investment products or services by any company/companies other than CSOP, subject to client’s express prior written consent;
• compliance with applicable laws and regulations; and
• any other purposes relating or incidental thereto.

The purposes for which personal data relating to employees may be used are as follows:-

• determining and reviewing salaries, bonuses and other benefits;
• consideration for promotion, training, secondment or transfer;
• providing employee references;
• registering employees licensees with statutory authorities/institutions for purposes directly related or associated to the employment; and
• any other purposes relating or incidental thereto.

Transfer of Personal Data

Personal data held by CSOP relating to clients will be kept confidential but may be transferred to the following parties (whether within or outside the Hong Kong Special Administrative Region) for any of the purposes stated above:-

• any agent, contractor, third party service provider or any member company of CSOP which provides administrative, telecommunications, computer, marketing, professional or other services to CSOP in connection with its business operations;
• any person to whom CSOP is under an obligation to make disclosure under the requirements of any law binding on CSOP or any of its member companies or under and for the purposes of any guidelines issued by regulatory or other authorities with which CSOP or its member companies are expected to comply;
• any actual or proposed assignee of CSOP or participant or sub-participant or transferee of CSOP’s rights in respect of the client; and
• any persons or bodies corporate under a duty of confidentiality to CSOP.

Accuracy of Personal Data

CSOP strive at all times to ensure accuracy of all personal data collected and processed by us. In order to assist us to deliver on this pledge, please inform us immediately in the event that your personal information has been changed or you discovered that your personal information held by us is incorrect.

Your Rights

It is not a statutory requirement for you to provide personal data to us. However, we will not be able to provide you with the services and products you may require unless you provide us with the necessary personal data or information.

You have a right (i) to be informed whether we hold any of your personal data; (ii) to be supplied with a copy of your personal data we hold; and (iii) to request correction of your personal data we hold. If you wish to access to and/or to correct any of your personal data held by us, please send your written request to the address set out below. We may, subject to the Ordinance, impose a reasonable fee for complying with a data access request.

If you do not wish your personal data to be used for direct marketing purposes, you may notify us in writing to the following address:-

Head of Legal & Compliance

CSOP Asset Management Limited,

2801-2802 Two Exchange Square

8 Connaught Place, Central

Hong Kong

Upon receipt of such notice, we shall, without charge to you, cease using your personal data for direct marketing purposes.

Disclaimer

CSOP Asset Management Limited (CSOP) is a regulated institution in Hong Kong by the Securities and Futures Commission (“SFC”). This website contains information about CSOP and the services and products offered by CSOP. The information provided on the CSOP website is not intended for distribution to, or use by, any person or entity in any jurisdiction or country that would subject CSOP or its affiliates to any registration requirement within such jurisdiction or country. Non-Hong Kong investors are responsible for observing all applicable laws and regulations of their relevant jurisdictions before proceeding to access the information contained herein. By proceeding, you are representing that you have understood and accepted the restrictions set out in this section.

The website is prepared by CSOP and has not been reviewed by the SFC. You are advised to exercise caution and if you are in any doubt about any of the contents of the website, you should obtain independent financial and professional advice. Private Investors are advised to consult with their financial advisors, banks, or other professional advisors. Nothing herein should be construed as investment advice nor as comment on the suitability of any investment or investment service. Prospective investors should take advice from their own professional advisors before making any investment decision.

The information contained in this website is provided for reference only and does not constitute any investment advice. Past performance is not an indicative of future performance. Investment involves risk and investors may not get back the amount originally invested. Please read the relevant offering document carefully, in particular fund features and the risks involved in investing in the fund.

Nothing on this website constitutes a solicitation, invitation, recommendation or offer to purchase a product offered by CSOP or any CSOP funds or as the basis for any investment decision.

This site may include forward-looking statements which are based on CSOP’s current opinions, expectations and projections. CSOP undertake no obligation to update or revise any forward-looking statements. Actual results could differ materially from those anticipated in the forward-looking statements.

If you have accessed this site using a link from another site, CSOP do not accept any liability or responsibility for the accuracy of information contained within the sites of other providers who have links to any pages of this site.

CSOP do not accept responsibility for any interference or damage to your own computer system, the records stored therein or those of any other person, which arises in connection with your use of this website or any linked website. A Cookies is utilized on this website. It allows your browser to check whether you have read and agreed to these terms. The Cookies does not contain any personally identifiable information. Unfortunately, if your browser is set up to reject Cookies you will not be able to see the content of this website. All copyrights reserved and its contents including all information, graphics, code, text and design in this website are owned by CSOP and should not be reproduced or distributed without its permission. These terms are governed exclusively by the laws of Hong Kong and constitute the entire agreement between you and CSOP in relation to the use of this website.

The information is current as at the date of publication but is subject to change without notice.

Disclaimer

Please read the terms and conditions below carefully.

This website does not constitute an offer or solicitation to invest in any funds in any country where such offer or solicitation is unlawful. This website is not directed to you if the laws or regulations of any country prohibit or restrict the material on this website from being made available to you, and it is not intended for any use which would be contrary to local law or regulation. You should only enter this website if you have satisfied yourself that the country in which you are based imposes no prohibitions or restrictions on the distribution of material on this website.

Distribution of any documents and the offering of shares in certain jurisdictions may be restricted by law and accordingly you are required to observe such restrictions. One of the sub-funds of China Southern Dragon Dynamic Fund, RMB High Yield Bond Fund — Euro class and USD class are currently registered for sale in Germany. For information relating to those other funds which are not required to be read by the investors in Germany. Copies of all relevant fund documentation can be obtained free of charge from the locally appointed paying and information agents. German paying and information agent: Commerzbank AG, Frankfurt, Germany.

It is your responsibility to be aware of and to observe all applicable laws and regulations of any relevant jurisdiction. By accessing this website, you are representing and warranting that the applicable laws and regulations of your jurisdiction allow you to access this website, and that you have agreed to the conditions below.

The website is issued by CSOP Asset Management Limited (CSOP) and has not been reviewed by the Securities and Futures Commission. You are advised to exercise caution and if you are in any doubt about any of the contents of the website, you should obtain independent financial and professional advice.

Important notes for investors

• The funds referred to in this website may invest in equity, fixed-income securities and/or derivatives. Each fund may have a different risk profile.
• Some of the funds may invest in structured products, which may involve additional risks including, without limitation to, counterparty default risk or insolvency risk and may expose the funds to significant losses. As such, investment in such funds may not be suitable for all investors.
• Some of the funds are entitled to use derivative instruments for hedging and efficient portfolio management purposes which may involve additional risks. In adverse situations, the fund’s use of derivative instruments may become ineffective in hedging or efficient portfolio management and these funds may suffer significant losses.
• Some of the funds may invest in emerging markets, which are subject to higher risks (for example, liquidity, political and economic risks) and higher volatility than funds investing in developed markets.
• Some of the funds which invest in fixed-income securities may be subject to interest rate risk, credit risk and lower-rated and unrated instruments risk.
• The value of the funds can be volatile and can go down substantially within a short period of time. It is possible that the entire value of your investment in the portfolio can be lost.
• Please refer to the Prospectus for further information about the relevant funds, including their investment objectives, risk factors, and fees and charges.

General Terms and Conditions

Whilst CSOP have taken all reasonable care to ensure that the information contained in this site is accurate, current, complete, fit for its intended purpose and compliant with the relevant legislation and regulations as at the date of issue, no liability can be accepted for any errors or omissions, or for this information becoming out of date or for any direct or indirect loss arising as a result.

CSOP accept no responsibility for information contained in any other sites which can be accessed by hypertext link from these pages or for these sites not being available at all times. Please note that when you click on any external site hypertext link you will leave the CSOP site. CSOP reserve the right to suspend or withdraw access to the pages of this site without notice at any time and accept no responsibility for these pages not being available at all times.

Exclusion of Liability

CSOP including its parent companies, subsidiaries, associated entities, directors, employees, representatives or suppliers, do not accept any responsibility arising in any way for errors in omissions from the information on this website and do not accept any liability for any loss or damage as a result of any person relying on any information on this website including any information provided by any third parties or by any inability to access this website at any time, except in the event of intentional or serious blame on its part.

Electronic mail and Internet based communications

Please note that, due to the inherently insecure nature of Internet communications, there is no guarantee that any e-mail or message sent using the facilities of this website will be received, or that the contents of any such e-mail will remain private and will not be corrupted during internet transmission. If you have any such concerns, you may prefer to use the telephone or postal system instead.

Applicable legislation and jurisdiction in law

These terms and conditions shall be governed by and construed in accordance with the laws of Hong Kong. You agree that the courts of Hong Kong shall have jurisdiction over any disputes arising in relation to this website.

Please click the I accept these terms button below if you have read and understood the terms of use and contents of this website and agree to abide by its contents, otherwise, click Decline to leave the website.