Capitalize on market swings and income streams.

Equity &amp Fixed Income Securities are traditionally divided into two subsets, equities and debt securities. Equities refer to shares of a company, while debt securities consist of debentures, bonds, deposits, notes and commercial papers. While equities are directly linked to the performance of a company and can fluctuate accordingly, debt securities are fixed term and entitle the holder to receive the principal at the end of the term, plus interest over the term.

Accordingly, Global Securities Corporation has established links with all major world markets, allowing clients to buy or sell both equity and debt securities quickly and efficiently. Speed in executing client instructions is a top priority for Global’s team of Traders and Investment Advisors. Our electronic trading platform facilitates instantaneous order routing to all North American market exchanges. Moreover, our experienced Bond Desk accesses the over-the-counter market to obtain a wide variety of debt securities, both domestically and internationally. We can also purchase an array of exchange-traded mutual funds for our clients.

Contact Global’s Investment Advisors to help determine the optimal mix of securities for your investment needs.

Types of equity products we offer:

• Common Shares
• Exchange Traded Funds (ETFs)
• Preferred Shares
• Mutual Funds
• Options (Calls, Puts, Spreads)
• Warrants
• Rights
• Trust Units
• Real Estate Investment Trusts (REITs)
• Flow-Through Shares

Types of fixed income products we offer:

More information:

Mutual Funds at Global

Mutual funds are professionally managed funds that allow investors to pool their money and invest in a variety of securities to obtain diversification. Global Securities is an agent for mutual fund companies including, but not limited to: Fidelity, AIM Trimark, CI, Mackenzie, AGF and Sentry Select.

Global’s association with FundServ allows for timely subscriptions and redemptions for the majority of domestic mutual funds. Switches within a family of funds, or between unrelated funds are quick and simple.

Flow-Through Shares at Global

Flow-through shares are shares issued by oil and mining exploration companies that pass tax advantages onto these shareholders, as the entire amount invested can be claimed against your income. While flow-through shares are most effective for those in the higher tax brackets, anyone can take advantage of tax credits associated with buying eligible shares. The tax break however, does come with risk as the industry can be highly volatile and shares often cannot be sold for a certain time period.

Super flow-through shares are shares offered through junior mining companies conducting grassroots exploration in British Columbia. These shares may be eligible for an additional 15% federal tax.

It is recommended that for both flow-through and super flow-through shares you contact an Investment Advisor who can guide you with this investment.

Managed Accounts at Global

The investment environment is currently difficult to navigate. Higher volatility and many new products make it mandatory to closely monitor market conditions and analyze their impact in a timely way.

As a successful individual, you probably do not have sufficient time to manage your investment portfolios. However, positioning your portfolios to adapt to changing market conditions and take advantage of investment opportunities is a critical element in protecting and increasing your net worth.

This is where Global Securities’ Portfolio Managers come in. Our Portfolio Managers have the optimal combination of experience and education required to manage your investment portfolios professionally and prudently.

When opening up a managed account you will be hiring Global to build a portfolio to meet your needs. Global’s Portfolio Managers will work directly with you through each part of the investment process. We spend time with each client establishing an appropriate strategy based on your personal circumstances and then implement that strategy. Based on your goals we will select and purchase the appropriate securities on your behalf. Unlike many other programs, your funds at Global will not necessarily be invested all at once but in accordance with your managed account strategy. Additionally, we assume daily investment monitoring and automatically make changes to the portfolio as needed.

A managed account enables investors to focus on what they regard as the important parts of their lives. Clients are made aware of all transactions that occur in their accounts in a timely fashion. Using Global’s on-line trade confirmation and statement system, a client can receive their trade confirmations and monthly statements much more quickly as compared to the traditional mail procedure. Additionally, managed account clients have direct access to the Portfolio Managers to answer their questions.

For the busy investor a managed account enables you to make your portfolio more responsive to your needs. For investors with limited investment knowledge, you can feel confident that your portfolio will be suitable for you thus eliminating the fear and anxiety that may be associated with making investment decisions.

Advantages of a Global Securities Managed Account

• Personalized service and direct access to Portfolio Managers.
• Competitive fee based pricing model. Global does not charge custodial fees or accounting fees like many investment counselors. Fees are kept competitive. In many cases managed account fees are tax deductible.
• Internet access and email notification and/or confirmations and statements are available so you can review your portfolio at your convenience any time of the day or anywhere there is a computer. This is ideal for those who travel extensively whether due to work commitments or as part of their retirement
• Managed accounts are tailored specifically to your needs. Clients directly own individual securities. This is not a pooled account program.
• Multiple accounts can be combined to achieve a lower total management fee.
• Complete tax reporting and quarterly portfolio reviews are available at no cost.

Managed accounts are available for all account types for individuals, corporations, foundations, trusts, endowments, settlement funds, societies and charities.

Additionally, we provide personalized services to Pension Funds and IPP plans.

For more information on the Managed Account Program or to have your current portfolio reviewed by one of our Portfolio Managers, please contact us at portfoliomanagers@globalsec.com

Foreign Exchange at Global

Global offers client accounts in, and can facilitate transactions between, the following currencies:

• Canadian Dollars;
• US Dollars;
• Euros;
• British Pounds;
• Swiss Francs;
• Japanese Yen, and more.

To allow more payment options for clients, we have established agreements with the Canadian Payments Association to facilitate online, telephone, and ATM transactions to your Global account.

Links to the World

Speed in executing client orders is a top priority for Global’s team of traders and Investment Advisors. Orders are executed immediately by experienced personnel backed by a technological edge. Electronic links to all major world markets give Global’s clients the opportunity to buy or sell the securities of new companies or well-established senior listings at the best price on the most appropriate exchange.

Global’s computerized Order Management System allows each Investment Advisor to instantaneously route orders to the appropriate market — TSX. TSX-Venture. NYSE. AMEX. NASDAQ. or any of the other major North American markets.

Regardless of the exchange on which they are listed, speculative or less liquid issues can present a trading challenge, especially in fast moving markets. For these situations, or any transaction that demands the utmost in care and judgement, Global maintains a staff of experienced trading specialists who can execute orders with quick thinking and high ethical standards that ensure the best execution on any market.