Author Archive

know-what-s-in-your-etf-and-how-the-etf-is_1 Know What s in Your ETF and How the ETF is Calculated

One of the Fast Money guys mentioned the UltraShort Oil & Gas ProShares ETF (DUG) on yesterdays show. He questioned how that ETF, which

16 Март, 2015 No Comment Read More

investment-strategies-for-2011-the-right-way-to_1 ETFs aren t derivatives

ETFs arent derivatives Herb Greenberg misreads the SEC flash-crash report. in an attempt to justify his silly claim that ETFs are derivatives. data-share-img= data-share=twitter,facebook,linkedin,reddit,google

16 Март, 2015 No Comment Read More

etfs-are-not-what-you-think-they-are_2 ETFs are not what you think they are

The idea of exchange traded funds (ETF) is great. It made perfect sense to create them and they did a great service to the

16 Март, 2015 No Comment Read More

etf-issuers-london-stock-exchange_1 ETF Issuers London Stock Exchange

With more than 100 ETFs 1 and $9.9 billion in assets under management at 29 April 2011, Amundi ETF covers the main asset classes

16 Март, 2015 No Comment Read More

beware-of-leveraged-etfs_2 Beware of Leveraged ETFs

ENLARGE Morgan Stanley was fined for improperly selling leveraged ETFs. Associated Press Earlier this month, the Financial Industry Regulatory Authority fined brokers including Citigroup

16 Март, 2015 No Comment Read More

as-treasury-bonds-tumble-short-etf-sparkles_1 As Treasury bonds tumble short ETF sparkles Timothy Middleton The Investor s Eye

By TIMOTHY MIDDLETON If youve been waiting for an entry point to UltraShort 20+ Year Treasury ProShares (TBT), it has arrived. Prices of long-term

16 Март, 2015 No Comment Read More

investment-advisor-representative-exam-and_1 What is a Registered Investment Advisor (RIA) Richard Associates

Ive had many of my clients ask me what the little line in our logo that reads A Registered Investment Advisory Firm really means,

16 Март, 2015 No Comment Read More

what-s-the-difference-between-a-ria-vs-broker_1 What s the Difference Between a RIA vs Broker Dealer

Many investors like to have a little guidance when making their decisions. As a result, its common to look for help when trying to

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ria-what-is-a-registered-investment-adviser_3 RIA What is a Registered Investment Adviser

Definition, Compensation and Advantages of RIAs You can opt-out at any time. What are Registered Investment Adviser (RIA)s? What do they do? How do

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registration-of-investment-advisers_2 Registration of Investment Advisers

Investment adviser Registration Section 202(a)(11) of the Investment Advisers Act of 1940 (15 U.S.C. § 80b-2(a)(11)), which is a key federal law, defines investment

16 Март, 2015 No Comment Read More