Author Archive

big-saturday-interview_1 Big Saturday Interview

Big Saturday Interview: ETF Basics: A Conversation with Lisa Dallmer of NYSE Euronext David Penn. Let’s just start off with a little bit of

16 Март, 2015 No Comment Read More

strength-in-these-stocks-a-classic-signal-of-bull_1 Are ETF Options Section 1256 Contracts CXO Advisory

Reader Jeff Partlow passed along the question of whether options on Exchange-Traded Funds (ETF) are Section 1256 contracts, qualifying for 60% long-term and 40%

16 Март, 2015 No Comment Read More

a-curious-tale-of-2-ultra-financial-etfs_1 A Curious Tale of 2 Ultra Financial ETFs

A master chef with the right kitchen toolsincluding a fine set of cutlerycan create a memorable dining experience. But the same knife that produces

16 Март, 2015 No Comment Read More

why-a-fiduciary-standard-for-investment-advisors_2 Why A Fiduciary Standard For Investment Advisors Is Needed In Canada

The United States, Britain and Australia have recently introduced legislation to strengthen the legal rights of investors and put in place a professional standard

16 Март, 2015 No Comment Read More

what-you-need-to-know-about-the-fiduciary-standard_2 What You Need To Know About The Fiduciary Standard_3

General Information Q. Who is the Professional Fiduciaries Bureau? A. The Professional Fiduciaries Bureau is a state agency created by the Legislature in 2006

16 Март, 2015 No Comment Read More

what-you-need-to-know-about-the-fiduciary-standard_3 What You Need To Know About The Fiduciary Standard_2

The Department of Labor (DOL) has proposed a change to the definition of fiduciary under the Employee Retirement Income Security Act (ERISA) that would

16 Март, 2015 No Comment Read More

what-you-need-to-know-about-the-fiduciary-standard_5 What You Need To Know About The Fiduciary Standard_1

A fiduciary relationship is generally viewed as the highest standard of customer care available under law. Fiduciary duty includes both a duty of care

16 Март, 2015 No Comment Read More

what-you-need-to-know-about-the-fiduciary-standard_4 What You Need To Know About The Fiduciary Standard

For many years now, the Department of Labor has attempted to create a stronger fiduciary standard of care for a broader group of investment

16 Март, 2015 No Comment Read More

what-s-next-for-the-fiduciary-standard_1 What s Next for the Fiduciary Standard

Fiduciary September sharpens focus over whether the SEC will rule or if the industry should act on its own With only three months left

16 Март, 2015 No Comment Read More

the-debate-around-sec-schedule-13d-filing_2 What Is a Fiduciary and Why Does It Matter

A fiduciary is a person in a position of trust who obligates himself to always act in the best interests of those who trust

16 Март, 2015 No Comment Read More